RiverCross SEC Rule 605 Report

As an operator of an Alternative Trading System, River Cross Securities, LLLP (“RCSL”) is considered a “market center” subject to SEC Rule 605 (formerly SEC Rule 11Ac1-5). Rule 605 requires market centers to make available standardized, monthly reports of statistical information concerning order executions for certain types of “covered orders.”

December 2011

RCSL had no covered orders under SEC Rule 605 for this month.

November 2011

RCSL had no covered orders under SEC Rule 605 for this month.

October 2011

RCSL had no covered orders under SEC Rule 605 for this month.

September 2011

RCSL had no covered orders under SEC Rule 605 for this month.

August 2011

RCSL had no covered orders under SEC Rule 605 for this month.

July 2011

RCSL had no covered orders under SEC Rule 605 for this month.

June 2011

RCSL had no covered orders under SEC Rule 605 for this month.

May 2011

RCSL had no covered orders under SEC Rule 605 for this month.

Arpil 2011

RCSL had no covered orders under SEC Rule 605 for this month.

March 2011

RCSL had no covered orders under SEC Rule 605 for this month.

February 2011

RCSL had no covered orders under SEC Rule 605 for this month.

January 2011

RCSL had no covered orders under SEC Rule 605 for this month.

December 2010

RCSL had no covered orders under SEC Rule 605 for this month.

November 2010

RCSL had no covered orders under SEC Rule 605 for this month.

October 2010

RCSL had no covered orders under SEC Rule 605 for this month.

September 2010

RCSL had no covered orders under SEC Rule 605 for this month.

August 2010

RCSL had no covered orders under SEC Rule 605 for this month.

July 2010

RCSL had no covered orders under SEC Rule 605 for this month.

June 2010

RCSL had no covered orders under SEC Rule 605 for this month.

May 2010

RCSL had no covered orders under SEC Rule 605 for this month.

April 2010

RCSL had no covered orders under SEC Rule 605 for this month.

March 2010

RCSL had no covered orders under SEC Rule 605 for this month.

February 2010

RCSL had no covered orders under SEC Rule 605 for this month.

January 2010

RCSL had no covered orders under SEC Rule 605 for this month.

December 2009

RCSL had no covered orders under SEC Rule 605 for this month.

November 2009

RCSL had no covered orders under SEC Rule 605 for this month.

October 2009

RCSL had no covered orders under SEC Rule 605 for this month.

September 2009

RCSL had no covered orders under SEC Rule 605 for this month.

August 2009

RCSL had no covered orders under SEC Rule 605 for this month.

July 2009

RCSL had no covered orders under SEC Rule 605 for this month.

June 2009

RCSL had no covered orders under SEC Rule 605 for this month.

May 2009

RCSL had no covered orders under SEC Rule 605 for this month.

April 2009

RCSL had no covered orders under SEC Rule 605 for this month.

March 2009

RCSL had no covered orders under SEC Rule 605 for this month.

February 2009

RCSL had no covered orders under SEC Rule 605 for this month.

January 2009

RCSL had no covered orders under SEC Rule 605 for this month.

December 2008

RCSL had no covered orders under SEC Rule 605 for this month.

November 2008

RCSL had no covered orders under SEC Rule 605 for this month.

October 2008

RCSL had no covered orders under SEC Rule 605 for this month.

September 2008

RCSL had no covered orders under SEC Rule 605 for this month.

August 2008

RCSL had no covered orders under SEC Rule 605 for this month.

July 2008

RCSL had no covered orders under SEC Rule 605 for this month.

June 2008

RCSL had no covered orders under SEC Rule 605 for this month.

May 2008

RCSL had no covered orders under SEC Rule 605 for this month.

Copyright 2011 RiverCross Securities, LLLP. All rights reserved. Disclosures